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Cape Breton Regional Municipality
Human Resource Services
Policy
Category: Employment Ref:
Approved By Council: March 12, 2019 Page: 1 of 6
Amended:
Human Rights and Harassment Policy
PURPOSE
The Cape Breton Regional Municipality is committed to providing a work environment in
which all individuals are treated with mutual respect and dignity.
The CBRM also recognizes that employees have the right to work in an environment that is
free from harassment as prohibited by the NS Human Rights Act.
This Policy sets out guidelines for the reporting, investigating and resolving of Complaints of
harassment in an effort to ensure a respectful workplace for everyone.
SCOPE
This policy applies to all CBRM employees and elected officials.
This Policy applies to the workplace itself, and to work-related events. It includes harassment
involving CBRM employees that happens away from the workplace or after regular working
hours,where the harassment has a negative impact on the workplace.
Harassment of employees by volunteers, members of the public, contractors, and those
doing business with the CBRM is also prohibited.
DEFINITIONS
Harassment is a form of discrimination, and is prohibited by the NS Human Rights Act. It is defined
as behaviour that a reasonable person would find unwelcome, has a negative impact on the
workplace, and is related to any of the characteristics which are listed as prohibited grounds of
discrimination in the NS Human Rights Act, namely:
• age;
• race;
• colour;
• religion;
• creed;
• sex;
• sexual orientation;
• gender identity;
• gender expression;
• physical disability or mental disability;
• an irrational fear of contracting an illness or disease;
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Human Rights & Harassment Policy a g e 2
• ethnic, national or aboriginal origin;
• family status;
• marital status;
• source of income;
• political belief,affiliation or activity;
• Association with another individual or class of individuals having characteristics referred to
above.
(the"Prohibited Grounds").
Harassment can, depending on the seriousness of the behaviour, consist of a single incident or a
number of incidents. It can be directed at one person, or it can involve a number of individuals.
Behaviour does not need to be intentional in order to be considered harassment, although intention
may be relevant in assessing the severity of the behaviour.Some examples of harassment include, but
are not limited to:
• Unwelcome, offensive remarks, jokes slurs, or innuendo related to any of the
Prohibited Grounds;
• Unwelcome, offensive behaviour related to gender identity, gender expression or
perceptions of sexual orientation or gender;
• Displaying or distributing derogatory or offensive pictures, graffiti or other materials related
to any of the Prohibited Grounds, including but not limited to racist., sexist, or homophobic
materials;
• Refusing to interact or communicate with persons because of any of the
Prohibited Grounds;
• Unwelcome, offensive communications related to a Prohibited Ground sent by any
means., including email or other electronic transmission;
• Unwelcome, offensive behaviour related to a Prohibited Ground, where tolerance of the
behaviour is explicitly or implicitly made a term of employment or a consideration in job-
related decisions;
• Unwelcome, offensive behaviour related to a Prohibited Ground that creates an
intimidating, hostile,offensive or poisoned workplace environment;
• Unwelcome,offensive comments that are sexual in nature;
• Unwelcome, physical contact,such as touching., patting or pinching.
Harassment under this Policy does not include conduct that a reasonable person would find welcome
or neutral. This Policy is not intended to curtail welcome, appropriate workplace interaction. Some
examples of conduct that is not harassment include, but are not limited to:
• Welcome, mutually consensual relationships or social invitations that do not involve
inappropriate or offensive behaviours, intimidation, explicit or implicit threat of retaliation,
or misuse of power;
• The exercise of the CBRIVI's right to direct the workforce, including supervising, managing
and giving appropriate and legitimate performance feedback,coaching,and discipline;
• Bona fide qualifications or occupational requirements established by the CBRIVI as contemplated
in s.6(f)of the Nova Scotia Human Rights Act
In cases where harassment is not related to a prohibited ground under the Nova Scotia Human Rights Act,it
will be governed by the Respectful Workplace Policy.
POLICY STATEMENTS
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Human Rights & Harassment Policy a g e 3
1 General
CBRM employees shall not be subjected to,and shall not subject another individual to, harassment as it
is defined in this policy.
2 Roles and Responsibilities
2.1 The Cape Breton Regional Municipality
The CBRM has the primary responsibility to establish and maintain a work
environment free of harassment as defined in this Policy.
2.2 Supervisory Staff and Managers
Supervisors, Managers and Department Heads have an essential role in
preventing and resolving harassment issues.Their primary responsibilities with
respect to harassment are to:
• ensure staff is provided with information about and access to policies and
procedures related to harassment;
• model appropriate behaviour;
• monitor the workplace for incidents of harassment; and
• intervene promptly and appropriately when they know, or
ought reasonably to know, that harassment is occurring.
2.3 Employees
All employees have a responsibility to refrain from harassment as defined in
this Policy.
3 Harassment Complaint Procedures
3.1 General
The CBRM's procedures for addressing harassment Complaints are designed to be
flexible,timely and accessible.The CBRM provides both an informal and formal
process to resolve harassment Complaints.
An individual who believes he or she is being harassed (the"Complainant") may
consult an HR Director or designate,who can assess whether the Complaint falls
under this Policy and discuss possible courses of action.
Concerns about harassment should be raised as soon as reasonably possible.The
time limit for filing a Complaint under this Policy is 6 (six) months from the time of
the last alleged incident of discrimination or harassment. Exceptions may be made
in extenuating circumstances.
Some of the options available may include:
• the Complainant discussing her or his concerns directly with those
involved;
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Human Rights & Harassment Policy [ 4
• having an appropriate party assist the Complainant in discussing concerns
with those involved.An appropriate party could include a supervisor,
manager., department head, human resource consultant.,or union
representative;
• initiating an "informal" or "formal" resolution process as outlined below.
4nterim measures may be taken by CBRM to address ongoing harassment
during either the informal or formal processes.
3.2 Informal Complaint Resolution
The CBRM strives to provide a wide range of options to resolve Complaints. Informal
Complaint resolution may include, but is not limited to: mediation, behavioural
guidelines or agreements,apologies or other measures agreed to between the parties
and the CBRM Manager or her/his delegate.
3.3 Formal Complaint Resolution
If a Complaint is not resolved informally, or if an individual who believes he or she is
experiencing harassment chooses, he or she may make a formal Complaint. Formal
Complaints shall be made in writing to management. Management will ensure that
assistance in completing a written Complaint is provided, as required.
Upon the filing of a Formal Complaint, CBRM will appoint an investigator to
investigate the complaint. A formal Complaint investigation is an impartial,
fact-finding process. The investigators do not advocate on behalf of, or
represent., any party involved in a Complaint.
Formal Complaint investigations cannot be carried out anonymously.The identity of
the Complainant and the allegations contained in the Complaint shall be made
known to the individual(s) alleged to have engaged in harassment (the
"Respondent").The Respondent shall be provided a full and fair opportunity to
respond to the allegations contained in the Complaint. Likewise,the Complainant
shall be provided with the response and shall have an opportunity to reply.
At any time during the course of the investigation, the matter may be resolved,
so long as the resolution is agreed to by each of the parties and the CBRM
Manager or her/his delegate.
Once the formal Complaint investigation is complete, the Complainant,
Respondent and the CBRM Manager or her/his delegate shall be notified of the
findings of the investigation.
3.4 Other Remedies
None of the procedures described in this Policy prevent a person from pursuing
other remedies,such as pursuing a grievance,where applicable,or filing a Complaint
with the NS Human Rights Commission. The investigation procedures outlined
under this Policy may be suspended at the discretion of the investigator until any
other remedial processes have been concluded.
3.5 False or Malicious Complaints
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Human Rights & Harassment Policy [ 5
If a Complaint is found to be false or brought for malicious purposes, the
CBRIVI may take disciplinary measures against the Complainant, up to and
including termination of employment.
4 Retaliation
4.1 General
Retaliation also constitutes a form of discrimination under this Policy, and
may form the basis of a separate Complaint.
4.2 Forms of Retaliation
Any form of retaliation or discrimination against an employee because that
person initiated a Complaint of harassment, or because that person acted as a
witness or otherwise participated in an investigation, may be considered a
violation of this Policy. Such action may result in discipline up to and including
termination of employment.
4.3 Reporting Retaliation
If an employee believes that he or she has been subjected to retaliation as set
out above.,that person may report it as outlined under Section 3 of this Policy.
5 Consequences of Harassment
Engaging in harassment or retaliation is serious misconduct and may result in disciplinary
action up to and including termination of employment.
It is understood that unionized employees may grieve any disciplinary action under the
applicable collective agreement.
6 Confidentiality and Document Retention
Information collected and retained by an investigator during the course of an informal or formal
harassment resolution process is treated as confidential. During the investigation process,the
investigator shall limit disclosure of Complaint-related information to that which is necessary to
resolve the Complaint.
If, after investigation, a Complaint is not established, no documentation of the Complaint shall be
placed on either of the parties' personnel files. However., documentation of the investigation shall be
kept in a confidential file separate from the employee's personnel file and maintained by CBRIVI in
order to evidence the CBRIVI's proper investigation of formal Complaints of harassment.
Documentation which outlines disciplinary action arising from an investigation shall be placed
on an employee's personnel file.
Confidentiality extends to all records relating to Complaints, including but not limited to
meetings, interviews and investigation results. Individuals making a Complaint,witnesses and
individuals against whom a Complaint has been made are expected to maintain confidentiality.
Personal information, including the identities of the Complainant(s) and Respondent(s), shall be
protected in accordance with the Freedom of Information and Protection of Privacy Act.
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Human Rights & Harassment Policy [ 6
Information collected and retained by an investigator and/or CBRM may be required to be
released by law including release required in court proceedings, arbitration or other legal
proceedings.
7 Collective Agreements and Legislation
In the event that any portion of this Policy is inconsistent with a binding CBRM collective
agreement or federal or provincial legislation,that portion and only that portion of the Policy
shall have no application to the extent of that inconsistency.All other portions of the Policy shall
continue in full force and effect.
Issued by: Approved by: Date:
CBRM Human Resources I Council I March 1212019
Cape Breton Regional Municipality
Human Rights Harassment Policy & Respectful Workplace Policy
Formal Complaint Form
Instructions:
Cape Breton Regional Municipality is committed to providing a working environment that is free
of harassment and discrimination. Prior to completing this form, itis important for you to be fully
aware of the specific complaint procedure in the CBRM Policies — Human Rights Harassment
Policy and Respectful Workplace Policy.
It is not a requirement that you use this form to file a complaint; however, if you do it will help
you focus the issues in a manner that will assist in the assessment, investigation, and possible
resolution of the complaint(s).
Be sure to specify the incident(s) giving rise to the complaint, the date(s) of the incident(s), names
of the person(s) involved and names of those who may have witnessed the incident(s). The
complaint is not limited to the space provided on this form. Feel free to add more pages and
include any relevant documentation that may assist.
Please note that the information provided on this or any other form is not considered an official
complaint unless itis signed by you and dated.
Upon receipt of your complaint,the Human Resource department will review it to determine if the
complaint is complete, timely and raises issues covered in the policy. It is important to fully
understand that the written complaint will be forwarded to the Respondent for response.
Submit the Complaint by mail: Or in person to:
CBRM Human Resources Department Human Resources Department
320 Esplanade, Room 303
Sydney, NS B1P 7B9
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PART I
Complainant's Name:
Address:
Telephone Number:
Department:
Position/Job Title:
Name of Immediate Supervisor:
PART II
Type of Harassment: Verbal ❑ Physical ❑ Property ❑
Date and Time of the Incident:
Person who was responsible for the harassment:
Supervisor: ❑ Co-worker: ❑Customer/Client: ❑ Other: ❑
Name:
Position:
Did it occur more than once?Yes ❑ No ❑
Location of Incident:
Describe the circumstances in which the incident took place:
— During your working hours?
— When did it start?
— When did it stop?
— Is it still going on?
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What was your reaction?
How did you feel?
Did you do anything to talk to anyone after the incident? Give details:
Part III
Describe the incident:
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Was it the first and only incident?
If not, list all previous incidents including time, place and nature of the events:
List Witnesses to the Harassment:
(1) Name:
Department:
Home Phone:
(2) Name:
Department:
Home Phone:
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I understand that the incident(s) described above will be investigated, I will be given an
opportunity to explain further, and I will be informed of the results of the investigation.
Complainant's Signature:
Date:
FOR OFFICE USE ONLY
Matter was referred to investigation on (date)
Investigation was completed on _ (date)
Final report was produced on (date)
Complaint was: established/ not established
Parties were informed of outcome on _ (date)
Action taken:
[Note: Make the complaint form part of your sexual harassment policy. Consult with your
lawyer to ensure that the complaint form is suitable to your organizational needs and meets
with the legal requirements of your province or state.]